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{{Short description|University committed to research as a central part of its mission}}{{Use dmy dates|date=May 2024}}File:Sir_Thomas_Lawrence_(1769-1830)_-_Charles_William,_Baron_von_Humboldt_(1767-1835)_-_RCIN_404936_-_Royal_Collection.jpg|thumb|Wilhelm von Humboldt (1767–1835) is responsible for the Humboldtian model of higher educationHumboldtian model of higher educationFile:Universities_Use_Nuclear_Materials_in_Lab_Experiments_(7845753974).jpg|thumb|Nuclear research at the University of Wisconsin–Madison, a research university, in Madison, WisconsinMadison, WisconsinFile:ETH_Dome.jpg|thumb|Switzerland spends 0.76% of GDP on university research funding as of 2017, some 3.8x the ratio of the United States (0.20%).Niall McCarthy. "List of top research universities by funding". World Economic Forum, 5 November 2019. Accessed 4 December 2023. (ETH Zurich]], founded in 1854, is the leading Swiss research university by its number of scholars and publications."Best Universities in Switzerland 2022 Ranking". Research.com, 6 June 2021. Accessed 4 December 2023.)File:Interior_of_the_Hutzler_Reading_room_located_in_Gilman_Hall,_on_the_Johns_Hopkins_University_campus_in_Baltimore,_Maryland_LCCN2013646484.tif|thumb|Johns Hopkins University in Baltimore, Maryland, founded in 1876, is considered the first research university in the (United States]]NEWS, Schuessler, Jennifer, 9 December 2020, Johns Hopkins Reveals That Its Founder Owned Slaves, en-US, The New York Times,weblink 12 April 2021, 0362-4331, 14 December 2020,weblink live, and as of fiscal year 2020 had been the national leader in annual research and development spending for over four decades.NEWS, June, Audrey Williams, Where Research Spending Keeps Going Up,weblink 21 April 2023, The Chronicle of Higher Education, 11 January 2022, )A research university or a research-intensive university is a university that is committed to research as a central part of its mission.NEWS,weblink The role of research universities in developing countries, 11 August 2013, University World News, 9 August 2018, 5 September 2017,weblink" title="web.archive.org/web/20170905044435weblink">weblink live, BOOK, Altbach, Philip G., Altbach, Philip G., Salmi, Jamil, The Road to Academic Excellence: The Making of World-Class Research Universities, 2011, The World Bank, Washington, D.C., 978-0-8213-8806-8, 11–32,weblink The Past, Present, and Future of the Research University, 15 October 2022, 15 October 2022,weblink live, WEB,weblink The Research University of the 21st Century: What Will it Look Like?, 8 August 2018, 2 December 2002, Steven Sample, Steven Sample, University of Southern California, 23 February 2021,weblink dead, JOURNAL,weblink Managing the Unmanageable: The Management of Research in Research-Intensive Universities, Higher Education Management and Policy, OECD, John Taylor, 21 June 2006, 18, 2, 3–4, 9 August 2018, 23 March 2021,weblink live, subscription, They are "the key sites of knowledge production", along with "intergenerational knowledge transfer and the certification of new knowledge" through the awarding of doctoral degrees, and continue to be "the very center of scientific productivity".BOOK, Powell, Justin J. W., Powell, Justin J. W., Fernandez, Frank, Fernandez, Frank, Crist, John T., Dusdal, Jennifer, Zhang, Liang, Baker, David P., Baker, David P., The Century of Science: The Global Triumph of the Research University, 2017, Emerald Publishing, Bingley, 9781787144699, 1–36,weblink 6 November 2022, Introduction: The Worldwide Triumph of the Research University and Globalizing Science, 14 March 2023,weblink live, (At p. 8.) They can be public or private, and often have well-known brand names.BOOK, O'Shaughnessy, Lynn, The College Solution: A Guide for Everyone Looking for the Right School at the Right Price, 2012, Pearson Education, Upper Saddle River, New Jersey, 9780132944694, 132–136,weblink 30 March 2023, Undergraduate courses at many research universities are often academic rather than vocational and may not prepare students for particular careers, but many employers value degrees from research universities because they teach fundamental life skills such as critical thinking.BOOK, Andreatta, Britt, Navigating the Research University: A Guide for First-Year Students, 2011, Wadsworth, Boston, 9780495913788, 136, 3rd,weblink 5 December 2020, 14 March 2023,weblink live, Globally, research universities are overwhelmingly public institutions, while some countries like the United States and Japan also have well-known private research institutions.Institutions of higher education that are not research universities or do not aspire to that designation, such as liberal arts colleges, instead place more emphasis on student instruction or other aspects of tertiary education, and their faculty members are under less pressure to publish or perish.BOOK, Irons, Jessica G., Buskist, William, Davis, Stephen F., Giordano, Peter J., Licht, Carolyn A., Your Career in Psychology: Putting Your Graduate Degree to Work, 2009, Wiley-Blackwell, Malden, MA, 9781405179423, 117–132,weblink 6 August 2020, Chapter 9: Preparing for a Career at a Teaching Institution, 13 November 2020,weblink live, This source refers to research universities as R1, a common shorthand for the highest level of American research universities recognized by the Carnegie Classification of Institutions of Higher Education.

History

19th century

The concept of the research university first arose in early 19th-century Prussia in Germany, where Wilhelm von Humboldt championed his vision of (the unity of teaching and research), as a means of producing an education that focused on the main areas of knowledge (the natural sciences, social sciences, and humanities) rather than on the previous goals of the university education, which was to develop an understanding of truth, beauty, and goodness.NEWS,weblink Between 'Bildung' and 'Wissenschaft': The 19th-Century German Ideal of Scientific Education German Education and Science, Bommel, Bas van, 14 December 2015, Europäische Geschichte Online, 29 April 2018, en, 10 August 2018,weblink" title="web.archive.org/web/20180810105158weblink">weblink live, NEWS, Menand, Louis, Reitter, Paul, Wellmon, Chad, General Introduction,weblink 25 January 2017, The Rise of the Research University: A Sourcebook, 9780226414850, University of Chicago Press, 2017, Chicago, 2–3, live,weblink 15 February 2017, Roger L. Geiger, "the leading historian of the American research university,"BOOK, Macintyre, Stuart, Stuart Macintyre, The Poor Relation: A History of Social Sciences in Australia, 2010, Melbourne University Press, Melbourne, 9780522857757, 333,weblink 8 August 2022, 14 March 2023,weblink live, has argued that "the model for the American research university was established by five of the nine colonial colleges chartered before the American Revolution (Harvard, Yale, Pennsylvania, Princeton, and Columbia); five state universities (Michigan, Wisconsin, Minnesota, Illinois, and California); and five private institutions conceived from their inception as research universities (MIT, Cornell, Johns Hopkins, Stanford, and Chicago)."BOOK, Crow, Michael M., Dabars, William B., Michael M. Crow, Designing the New American University, 2015, Johns Hopkins University Press, Baltimore, 9781421417233, 17–18,weblink 28 May 2017, The quoted sentence is Crow and Dabars' paraphrasing of Geiger's analysis.BOOK, Geiger, Roger L., To Advance Knowledge: The Growth of American Research Universities, 1900–1940, 1986, Transaction Publishers, New Brunswick, New Jersey, 9781412840088, 3, 2004,weblink 28 May 2021, 14 March 2023,weblink live, The American research university first emerged in the late 19th century, when these fifteen institutions began to graft graduate programs derived from the German model onto undergraduate programs derived from the British model.

20th century

Research universities were essential to the establishment of American hegemony by the end of the 20th century.BOOK, Marginson, Simon, Simon Marginson, Ordorika, Imanol, Imanol Ordorika Sacristán, Calhoun, Craig J., Rhoten, Diana, Craig Calhoun, Knowledge Matters: The Public Mission of the Research University, 2011, Columbia University Press, New York, 9780231151146, 67–129,weblink 'El central volumen de la fuerza': Global Hegemony in Higher Education and Research, 9 February 2021, 14 March 2023,weblink live, Most importantly, Berkeley, Chicago, Columbia, and Princeton (along with Birmingham and Cambridge in the UK) directly participated in the creation of the first nuclear weapons (the Manhattan Project).BOOK, Herken, Gregg, Brotherhood of the Bomb: The Tangled Lives and Loyalties of Robert Oppenheimer, Ernest Lawrence, and Edward Teller, 2003, Henry Holt and Company, New York, 0-8050-6589-X, 48,weblink 27 February 2023, 14 March 2023,weblink live, BOOK, Reed, Bruce Cameron, Manhattan Project: The Story of the Century, 2020, Springer Nature Switzerland, Cham, 978-3-030-45733-4, 122,weblink 17 December 2022, 14 March 2023,weblink live, WEB,weblink Britain, Voices of the Manhattan Project, Atomic Heritage Foundation, 20 December 2023, Besides that, Columbia and Harvard were instrumental in the early development of the American film industry (Hollywood),BOOK, Decherney, Peter, Hollywood and the Culture Elite: How the Movies Became American, 2017, Columbia University Press, New York, 9780231133760, 6–11,weblink 11 August 2019, 14 March 2023,weblink live, MIT and Stanford were leaders in building the American military–industrial complexBOOK, Leslie, Stuart W., The Cold War and American Science: The Military-Industrial-Academic Complex at MIT and Stanford, 1993, Columbia University Press, New York, 9780231079587, 11–12,weblink 11 August 2019, 14 March 2023,weblink live, and developing artificial intelligence,BOOK, Boden, Margaret A., Margaret A. Boden, Mind as Machine: A History of Cognitive Science, Volume 2, 2006, Clarendon Press, Oxford, 9780199292387, 734–736,weblink 27 February 2023, 14 March 2023,weblink live, and Berkeley and Stanford played a central role in the development of Silicon Valley.BOOK, Scott, W. Richard, Lara, Bernardo, Biag, Manuelito, Ris, Ethan, Liang, Judy, Scott, W. Richard, Kirst, Michael W., Higher Education and Silicon Valley: Connected But Conflicted, 2017, Johns Hopkins University Press, Baltimore, 9781421423081, 65,weblink 11 August 2019, The Regional Economy of the San Francisco Bay Area, 14 March 2023,weblink live, The "most prestigious group of research universities" in the United States is the Association of American Universities.BOOK, Smith, Dean O., Managing the Research University, 2011, Oxford University Press, Oxford, 9780199793259, 78,weblink 3 December 2023, Since the 1960s, American research universities, especially the leading American public research university system, the University of California,BOOK, Kerr, Clark, The Gold and the Blue: A Personal Memoir of the University of California, 1949–1967, Volume 1, 2001, University of California Press, Berkeley, 9780520223677, 413,weblink 3 October 2022, 14 March 2023,weblink live, BOOK, Marginson, Simon, The Dream Is Over: The Crisis of Clark Kerr's California Idea of Higher Education, 2016, University of California Press, Berkeley, 978-0-520-29284-0, 51–55, 10.1525/luminos.17, have served as models for research universities around the world.BOOK, Graham, Hugh Davis, Hugh Davis Graham, Diamond, Nancy, The Rise of American Research Universities: Elites and Challengers in the Postwar Era, 1997, Johns Hopkins University Press, Baltimore, 9780801880636, 9,weblink 7 April 2020, 14 March 2023,weblink live, BOOK, Vest, Charles M., Charles M. Vest, The American Research University from World War II to World Wide Web: Governments, the Private Sector, and the Emerging Meta-University, 2007, University of California Press, Berkeley, 9780520934047, 7,weblink 25 January 2022, 14 March 2023,weblink live, Having one or more universities based on the American model (including the use of English as a lingua franca) is a badge of "social progress and modernity" for the contemporary nation-state.BOOK, Stevens, Mitchell L., Giebel, Sonia, Hyvönen, Mats, Peters, Michael A., Rider, Sharon, Besley, Tina, World Class Universities: A Contested Concept, 2020, Springer Nature Singapore, Singapore, 9789811575983, 123–137,weblink 27 February 2023, The Paradox of the Global University, 14 March 2023,weblink live, The Americans' continued dominance into the early 21st century has forced their European counterparts to confront the urgent need for reform to avoid "declining into an advanced form of feeder colleges for the best American universities."BOOK, Wittrock, Björn, Blückert, Kjell, Neave, Guy, Nybom, Thorsten, The European Research University: A Historical Parenthesis?, 2006, 9781403970145, 109–125, New York, Palgrave Macmillan,weblink 15 August 2022, The Legacy of Wilhelm von Humboldt and the Future of the European University, 2018 softcover reprint, 10.1007/978-1-137-10079-5_9, 14 March 2023,weblink live,

Characteristics

{{Prose|date=May 2022}}John Taylor, Professor of Higher Education Management at the University of Liverpool, defines the key characteristics of successful research universities as:

• "Presence of pure and applied research"
• "Delivery of research-led teaching"
• "Breadth of academic disciplines"
• "High proportion of postgraduate research programmes"
• "High levels of external income"
• "An international perspective"

Philip Altbach defines a different, although similar, set of key characteristics for what research universities need to become successful:JOURNAL, Philip G. Altbach, Advancing the national and global knowledge economy, 2013, Studies in Higher Education, 38, 3, 316–330, 10.1080/03075079.2013.773222, 2345/bc-ir:103804, 144178229,

• At the top of the academic hierarchy in a differentiated higher education system and receiving appropriate support
• Overwhelmingly public institutions
• Little competition from non-university research institutions, unless these have strong connections to the universities
• More funding than other universities to attract the best staff and students and support research infrastructure
• Adequate and sustained budgets
• Potential for income generation from student fees and intellectual property
• Suitable facilities
• Autonomy
• Academic freedom

A 2012 National Academies of Sciences, Engineering, and Medicine report defined research universities, in the American context, as having values of intellectual freedom, initiative and creativity, excellence, and openness, with such additional characteristics as:BOOK, Research Universities and the Future of America, 3, 40,weblink 2012, National Academies Press, 10.17226/13396, 978-0-309-25639-1, 11 August 2018, 20 February 2022,weblink live,

• Being large and comprehensive – Clark Kerr's "multiversity"
• Emphasizing the undergraduate residential experience (flagged specifically as distinguishing American research universities from those in continental Europe)
• Integrating graduate education with research
• Having faculty engaged in research and scholarship
• Conducting research at high levels
• Having enlightened and bold leadership

Global university rankings use metrics that primarily measure research to rank universities.WEB,weblink The State of the Rankings, Inside Higher Ed, Philip G. Altbach, 11 November 2010, 11 June 2017, 26 January 2013,weblink" title="archive.today/20130126100058weblink">weblink live, WEB,weblink International university rankings: For good or ill?, Bahram Bekhradnia, Higher Education Policy Institute, 15 December 2016, 26 May 2017, 15 February 2017,weblink" title="web.archive.org/web/20170215055236weblink">weblink live, {{Citation |last1=Agafonow |first1=Alejandro |title=No Organizations for Today's Einsteins: Organizational Impacts on Scientific Discoveries |year=2021 |url=https://link.springer.com/10.1007/978-3-319-48352-8_69-2 |work=Handbook of Philosophy of Management |pages=1–23 |editor-last=Neesham |editor-first=Cristina |place=Cham |publisher=Springer International Publishing |language=en |doi=10.1007/978-3-319-48352-8_69-2 |isbn=978-3-319-48352-8 |access-date=22 March 2022 |last2=Perez |first2=Marybel |series=Handbooks in Philosophy |archive-date=14 March 2023 |archive-url=https://web.archive.org/web/20230314013057weblink |url-status=live }} Some also have criteria for inclusion based on the concept of a research university such as teaching at both undergraduate and postgraduate level and conducting work in multiple faculties (QS World University Rankings),WEB,weblink Inclusion in Rankings, QS Intelligence Unit, 9 August 2018, 7 August 2018,weblink" title="web.archive.org/web/20180807215456weblink">weblink dead, or teaching undergraduates, having a research output of more than 1000 research papers over 5 years, and no more than 80% of activity in a single subject area (Times Higher Education World University Rankings).NEWS,weblink This is why we publish the World University Rankings, 16 January 2018, Phil Baty, 9 August 2018, Times Higher Education, 10 August 2018,weblink live,

Worldwide distribution

The QS World University Ranking for 2021 included 1002 research universities. The region with the highest number was Europe, with 39.8%, followed by Asia/Pacific with 26.7%, the US and Canada with 15.6%, Latin America with 10.8% and the Middle East and Africa with 7%. All regions except the Middle East and Africa were represented in the top 100. The largest number of new entrants to the rankings were from East Asia and Eastern Europe, followed by Southern Europe.WEB, QS World University Rankings 2021 Supplement,weblink Top Universities, Quacquarelli Symonds, 18 September 2020, 22 September 2020,weblink live, By individual country, the US has the most institutions with 151, followed by the UK with 84, China with 51, and Germany with 45. The top 200 shows a similar pattern with the US having 45 universities, the UK 26 and Germany 12.WEB, 28 May 2020, QS World University Rankings 2021,weblink 18 September 2020, Top Universities, en, 9 June 2020,weblink live, By comparison, the Carnegie Classification of Institutions of Higher Education (2015) identifies 115 US universities as "Doctoral Universities: Highest Research Activity" and a further 107 as "Doctoral Universities: Higher Research Activity", while Altbach estimated that there were around 220 research universities in the US in 2013.WEB,weblink Carnegie Classification of Institutions of Higher Education, University of Indiana, Standard Listings, 11 August 2018, 30 July 2018,weblink" title="web.archive.org/web/20180730131504weblink">weblink live, The Academic Ranking of World Universities shows a similar distribution, with 185 of their 500 ranked institutions in 2020 coming from Europe, 161 from the Americas, 149 from Asia/Oceania and five from Africa. All regions except Africa are represented in the top 100, although the Americas are represented solely by universities from the United States and Canada.WEB, Statistics,weblink 18 September 2020, Academic Ranking of World Universities 2020, ShanghaiRanking Consultancy, 16 April 2021,weblink" title="web.archive.org/web/20210416181137weblink">weblink dead, In 2023, the US has the most universities in the top 500 from a single country, 120, followed by China with 98, the UK with 38 and Germany with 31.WEB, ShanghaiRanking's Academic Ranking of World Universities 2023 Press Release,weblink 16 August 2023, www.shanghairanking.com, The top 200 shows the similar pattern: the US with 61 followed by China with 36 and the UK with 20.WEB, ShanghaiRanking's Academic Ranking of World Universities 2023,weblink 16 August 2023, www.shanghairanking.com, The 2024 Times Higher Education only gives a breakdown by country and only for its top 200; this again has the U.S. at the top with 56, followed by the UK with 25, Germany with 21, and China with 13. The top 200 features one university from Africa, the University of Cape Town in South Africa, but none from Latin America.WEB, 27 September 2023, World University Rankings 2024 digital edition,weblink 5 October 2023, Times Higher Education, en, The U.S. News & World Report Best Global Universities Ranking 2021 gives numbers by country for the 1500 universities ranked from 86 countries: the U.S. is again top, with 255, followed by China with 176 and the UK with 87.WEB, 20 October 2020, U.S. News Unveils 2021 Best Global Universities Rankings,weblink 20 October 2020, U.S. News & World Report, 20 October 2020,weblink live, The 2020 CWTS Leiden Ranking includes 1,176 universities in the rankings from 65 countries: China tops the list for the first time, with 204, followed by the U.S. with 198, the UK with 58 and Germany with 54.WEB, The CWTS Leiden Ranking 2020,weblink 18 September 2020, leidenmadtrics.nl, 8 July 2020, en, 21 October 2021,weblink live,

See also

• History of European research universities
• List of research universities in South Korea
• List of research universities in the United States

References

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